Ray Bartolome

Chief Operating Officer | Chief Compliance Officer

With over two and a half decades of experience in the finance sector, Ray is a seasoned professional known for his strategic leadership and commitment to excellence. Prior to assuming his pivotal role at Falcon Wealth Planning, he dedicated over 17 years to Charles Schwab & Co., Inc., followed by an additional 4 years at TD Ameritrade, where he held various management positions.

Ray's extensive qualifications include Series 7, 63, 66, 9, and 10 licenses, underscoring his proficiency in financial management and regulatory compliance. Renowned for his practical, process-driven approach, Ray is a proponent of servant leadership—a philosophy that prioritizes the growth and empowerment of his team members.

In addition to his accomplished career in finance, Ray holds a Bachelor of Science degree in Physical Therapy, a testament to his diverse skill set and interdisciplinary perspective. Outside the boardroom, he finds peace and enjoyment in cultivating their garden and embarking on enriching travels with his wife, Haidee, and their two fur-babies, Rocky Road and Jazzy Belle. On his travels, he finds time to hone his photography skills in capturing life's fleeting moments.

Ray's dedication to both professional excellence and personal fulfillment exemplifies his holistic approach to leadership and life.